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Former CFTC Enforcement Officials Comment on the CFTC’s New Enforcement Advisory
Left to Right: Panelists David Meister, Douglas Yatter, Elizabeth Davis, Jennifer Arlen (moderator), and James McDonald (©Myaskovsky: Courtesy of NYU Photo Bureau) On October 17, 2023, the NYU Law...
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An Ounce of Prevention is Worth a Pound of Cure . . . or an Imposed...
by Brent Carlson and Michael Huneke From left to right: Brent Carlson and Michael Huneke (Photos courtesy of authors) In our last article, we discussed the evolution of export controls penalties.[1]...
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Looking Back at Fall 2023 PCCE Events: CFTC Enforcement Director Announces...
As we prepare for a full schedule of events in 2024, starting with an event on Voluntary Self-Disclosure Policy for Export Controls Violations on January 16, 2024, the NYU School of Law Program on...
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White-Collar and Regulatory Enforcement: What Mattered in 2023 and What to...
by John F. Savarese, Ralph M. Levene, Wayne M. Carlin, David B. Anders, Sarah K. Eddy, Randall W. Jackson, and Kevin S. Schwartz Top left to right: John F. Savarese, Ralph M. Levene, Wayne M. Carlin,...
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How Not to Stand Out Like a Sore Thumb (Part 1): A Fresh Look at the...
by Brent Carlson and Michael Huneke From left to right: Brent Carlson and Michael Huneke (Photos courtesy of authors) “The ‘willfulness’ standard for criminal prosecutions appears nearly insurmountable...
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U.S. White-Collar and Regulatory Enforcement: Some Thoughts for 2024
by Joshua A. Naftalis and Melissa Kelley Left to right: Joshua A. Naftalis and Melissa Kelley (Photos courtesy of Pallas Partners LLP) 2023 was another busy year in the U.S. white-collar and regulatory...
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How Not to Stand Out Like a Sore Thumb (Part 2): A Fresh Look at the “High...
by Brent Carlson and Michael Huneke From left to right: Brent Carlson and Michael Huneke (Photos courtesy of authors) Media coverage concerning the widespread use of U.S. or Western microelectronics in...
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A Thousand Pilot Programs Bloom: DOJ Pushes Forward to Further Welcome...
by Max Rodriguez Max Rodriguez (photo courtesy of author) Not even three months into the new year, the Department of Justice has announced three new pilot whistleblower programs that meaningfully...
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CFTC Year in Review: 23 Takeaways From 2023 and Predictions for 2024
by Matthew B. Kulkin, Elizabeth L. Mitchell, Gretchen Passe Roin, Timothy F. Silva, Tiffany J. Smith, Dino Wu, Matthew Beville, and Joseph M. Toner Top (left to right): Matthew B. Kulkin, Elizabeth L....
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Empirical Data Supports Efforts to Reform Internal Corporate Whistleblower...
by Stephen M. Kohn, Alyce Petit, Kate Reeves, and Geoff Schweller Left to Right: Stephen M. Kohn, Alyce Petit, Kate Reeves and Geoff Schweller (photos courtesy of authors) Corporate whistleblowers who...
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